Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSANG, KA YAN
Chinese Name of Relevant Individual
曾嘉欣
HKMA Registration Number
AC7444
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 14 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 14 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2011 - 14 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2011 - 14 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2010 - 31 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Nov 2010 - 31 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2006 - 14 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Nov 2005 - 14 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
02 Nov 2005 - 14 Nov 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSANG, KA YAN
:
Chinese Name of Relevant Individual
曾嘉欣
:
HKMA Registration Number
AC7444
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7444
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 14 Jul 2020
No
AC7444
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 14 Jul 2020
No
AC7444
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Oct 2011 - 14 Jul 2020
No
AC7444
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Oct 2011 - 14 Jul 2020
No
AC7444
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Nov 2010 - 31 Aug 2011
No
AC7444
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Nov 2010 - 31 Aug 2011
No
AC7444
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Sep 2006 - 14 Nov 2010
No
AC7444
HANG SENG BANK, LIMITED
Type 1: dealing in securities
02 Nov 2005 - 14 Nov 2010
No
AC7444
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
02 Nov 2005 - 14 Nov 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.