Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, KIN MING
Chinese Name of Relevant Individual
羅健明
HKMA Registration Number
AC7448
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Feb 2019
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT SERVICES, WEALTH MANAGEMENT
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Feb 2019
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT SERVICES, WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2012 - 10 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2012 - 10 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2011 - 15 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2011 - 15 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2010 - 12 Apr 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2009 - 30 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
06 Nov 2009 - 30 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2006 - 27 Sep 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2006 - 27 Sep 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Nov 2005 - 05 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
02 Nov 2005 - 05 Jul 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, KIN MING
:
Chinese Name of Relevant Individual
羅健明
:
HKMA Registration Number
AC7448
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
20 Feb 2019
No
WEALTH MANAGEMENT SERVICES, WEALTH MANAGEMENT
DAH SING BANK, LIMITED
Type 4: advising on securities
20 Feb 2019
No
WEALTH MANAGEMENT SERVICES, WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7448
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 20 Feb 2019
No
AC7448
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 20 Feb 2019
No
AC7448
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 May 2012 - 10 Feb 2019
No
AC7448
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 May 2012 - 10 Feb 2019
No
AC7448
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 May 2011 - 15 Jan 2012
No
AC7448
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 May 2011 - 15 Jan 2012
No
AC7448
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Feb 2010 - 12 Apr 2011
No
AC7448
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
06 Nov 2009 - 30 Dec 2009
No
AC7448
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
06 Nov 2009 - 30 Dec 2009
No
AC7448
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
27 Jul 2006 - 27 Sep 2009
No
AC7448
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
27 Jul 2006 - 27 Sep 2009
No
AC7448
HANG SENG BANK, LIMITED
Type 1: dealing in securities
02 Nov 2005 - 05 Jul 2006
No
AC7448
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
02 Nov 2005 - 05 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.