Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, SAU CHU
Chinese Name of Relevant Individual
林秀珠
HKMA Registration Number
AC7449
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2010 - 05 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jul 2010 - 05 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Mar 2008 - 11 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2007 - 14 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2007 - 14 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Nov 2005 - 03 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Nov 2005 - 03 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
02 Nov 2005 - 03 Jun 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, SAU CHU
:
Chinese Name of Relevant Individual
林秀珠
:
HKMA Registration Number
AC7449
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7449
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
18 Jul 2010 - 05 Nov 2014
No
AC7449
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
18 Jul 2010 - 05 Nov 2014
No
AC7449
CHONG HING BANK LIMITED
Type 1: dealing in securities
30 Mar 2008 - 11 Jul 2010
No
AC7449
CHONG HING BANK LIMITED
Type 1: dealing in securities
28 Jun 2007 - 14 Feb 2008
No
AC7449
CHONG HING BANK LIMITED
Type 4: advising on securities
28 Jun 2007 - 14 Feb 2008
No
AC7449
HANG SENG BANK, LIMITED
Type 1: dealing in securities
02 Nov 2005 - 03 Jun 2007
No
AC7449
HANG SENG BANK, LIMITED
Type 4: advising on securities
02 Nov 2005 - 03 Jun 2007
No
AC7449
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
02 Nov 2005 - 03 Jun 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.