Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIK, SIU KWAN
Chinese Name of Relevant Individual
薛兆坤
HKMA Registration Number
AC7459
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MITSUBISHI UFJ SECURITIES (HK) CAPITAL, LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Mar 2006 - 01 Apr 2007
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
MITSUBISHI UFJ SECURITIES (HK) CAPITAL, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Dec 2005 - 31 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MITSUBISHI UFJ SECURITIES (HK) CAPITAL, LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Nov 2005 - 16 Mar 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIK, SIU KWAN
:
Chinese Name of Relevant Individual
薛兆坤
:
HKMA Registration Number
AC7459
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7459
MITSUBISHI UFJ SECURITIES (HK) CAPITAL, LIMITED
Type 6: advising on corporate finance
17 Mar 2006 - 01 Apr 2007
Yes
AC7459
MITSUBISHI UFJ SECURITIES (HK) CAPITAL, LIMITED
Type 1: dealing in securities
06 Dec 2005 - 31 Mar 2007
No
AC7459
MITSUBISHI UFJ SECURITIES (HK) CAPITAL, LIMITED
Type 6: advising on corporate finance
03 Nov 2005 - 16 Mar 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.