Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWONG, KA LEUNG
Chinese Name of Relevant Individual
鄺家亮
HKMA Registration Number
AC7541
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Nov 2024
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER
Remarks
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Nov 2024
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA MERCHANTS BANK CO., LTD.
SFC CE number
AHN815
Business Address
27-28/F, 30-31/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2022 - 27 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2022 - 27 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2021 - 04 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2021 - 04 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Jul 2021 - 04 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2019 - 20 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2019 - 20 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Sep 2018 - 20 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Sep 2018 - 20 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2012 - 26 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2012 - 26 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Apr 2012 - 26 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2010 - 12 Mar 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 21
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWONG, KA LEUNG
:
Chinese Name of Relevant Individual
鄺家亮
:
HKMA Registration Number
AC7541
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
06 Nov 2024
No
MANAGER
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
06 Nov 2024
No
MANAGER
Name of Registered Institution
SFC CE number
Business Address
CHINA MERCHANTS BANK CO., LTD.
AHN815
27-28/F, 30-31/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7541
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
Since 06 Nov 2024
No
AC7541
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
Since 06 Nov 2024
No
AC7541
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
15 Oct 2022 - 27 Oct 2024
No
AC7541
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
15 Oct 2022 - 27 Oct 2024
No
AC7541
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Jul 2021 - 04 Sep 2022
No
AC7541
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Jul 2021 - 04 Sep 2022
No
AC7541
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Jul 2021 - 04 Sep 2022
No
AC7541
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
24 Apr 2019 - 20 Jun 2021
No
AC7541
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
24 Apr 2019 - 20 Jun 2021
No
AC7541
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Sep 2018 - 20 Jan 2019
No
AC7541
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Sep 2018 - 20 Jan 2019
No
AC7541
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 May 2012 - 26 May 2018
No
AC7541
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Apr 2012 - 26 May 2018
No
AC7541
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Apr 2012 - 26 May 2018
No
AC7541
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Sep 2010 - 12 Mar 2012
No
AC7541
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Sep 2010 - 12 Mar 2012
No
AC7541
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 May 2010 - 31 Jul 2010
No
AC7541
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 May 2010 - 31 Jul 2010
No
AC7541
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
03 Oct 2008 - 16 Dec 2009
No
AC7541
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
09 Nov 2005 - 31 Aug 2008
No
AC7541
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
09 Nov 2005 - 31 Aug 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.