Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, CHUN KONG
Chinese Name of Relevant Individual
李俊江
HKMA Registration Number
AC7632
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2015 - 11 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2015 - 11 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2010 - 22 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2010 - 22 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2008 - 14 May 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2008 - 14 May 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2008 - 03 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2007 - 02 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2007 - 02 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2005 - 30 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2005 - 30 Apr 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, CHUN KONG
:
Chinese Name of Relevant Individual
李俊江
:
HKMA Registration Number
AC7632
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7632
DAH SING BANK, LIMITED
Type 1: dealing in securities
04 Mar 2015 - 11 Mar 2015
No
AC7632
DAH SING BANK, LIMITED
Type 4: advising on securities
04 Mar 2015 - 11 Mar 2015
No
AC7632
CHONG HING BANK LIMITED
Type 1: dealing in securities
30 Jul 2010 - 22 Feb 2015
No
AC7632
CHONG HING BANK LIMITED
Type 4: advising on securities
30 Jul 2010 - 22 Feb 2015
No
AC7632
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
31 May 2008 - 14 May 2009
No
AC7632
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
31 May 2008 - 14 May 2009
No
AC7632
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
13 Feb 2008 - 03 Apr 2008
No
AC7632
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
25 Jan 2007 - 02 Jan 2008
No
AC7632
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
25 Jan 2007 - 02 Jan 2008
No
AC7632
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Nov 2005 - 30 Apr 2006
No
AC7632
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Nov 2005 - 30 Apr 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.