Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HAU, SIN YU
Chinese Name of Relevant Individual
侯倩瑜
HKMA Registration Number
AC7634
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2011 - 12 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2011 - 12 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2008 - 14 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2008 - 14 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Apr 2008 - 14 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2005 - 10 Apr 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HAU, SIN YU
:
Chinese Name of Relevant Individual
侯倩瑜
:
HKMA Registration Number
AC7634
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7634
DAH SING BANK, LIMITED
Type 1: dealing in securities
05 Aug 2011 - 12 May 2016
No
AC7634
DAH SING BANK, LIMITED
Type 4: advising on securities
05 Aug 2011 - 12 May 2016
No
AC7634
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 May 2008 - 14 Jun 2011
No
AC7634
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Apr 2008 - 14 Jun 2011
No
AC7634
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Apr 2008 - 14 Jun 2011
No
AC7634
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Nov 2005 - 10 Apr 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.