Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, JIAN-YUE
Chinese Name of Relevant Individual
王建岳
HKMA Registration Number
AC7652
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2022 - 23 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2022 - 23 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2017 - 20 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2016 - 20 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2014 - 11 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
06 Nov 2014 - 11 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
06 Nov 2014 - 11 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2014 - 15 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2012 - 02 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2012 - 02 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
28 May 2012 - 02 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
28 May 2012 - 02 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2010 - 26 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2010 - 26 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2010 - 26 May 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 22
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, JIAN-YUE
:
Chinese Name of Relevant Individual
王建岳
:
HKMA Registration Number
AC7652
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7652
ROYAL BANK OF CANADA
Type 1: dealing in securities
14 Jun 2022 - 23 Mar 2023
No
AC7652
ROYAL BANK OF CANADA
Type 4: advising on securities
14 Jun 2022 - 23 Mar 2023
No
AC7652
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
24 May 2017 - 20 May 2022
No
AC7652
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Jul 2016 - 20 May 2022
No
AC7652
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
06 Nov 2014 - 11 Apr 2016
No
AC7652
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
06 Nov 2014 - 11 Apr 2016
No
AC7652
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
06 Nov 2014 - 11 Apr 2016
No
AC7652
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
06 Nov 2014 - 15 Feb 2016
No
AC7652
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
28 May 2012 - 02 Nov 2014
No
AC7652
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
28 May 2012 - 02 Nov 2014
No
AC7652
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
28 May 2012 - 02 Nov 2014
No
AC7652
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
28 May 2012 - 02 Nov 2014
No
AC7652
CITIBANK, N.A.
Type 1: dealing in securities
11 May 2010 - 26 May 2012
No
AC7652
CITIBANK, N.A.
Type 4: advising on securities
11 May 2010 - 26 May 2012
No
AC7652
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
11 May 2010 - 26 May 2012
No
AC7652
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
11 May 2010 - 26 May 2012
No
AC7652
CREDIT SUISSE AG
Type 1: dealing in securities
11 Jun 2008 - 31 Mar 2010
No
AC7652
CREDIT SUISSE AG
Type 4: advising on securities
11 Jun 2008 - 31 Mar 2010
No
AC7652
STANDARD BANK ASIA LIMITED
Type 1: dealing in securities
27 Oct 2006 - 29 Nov 2006
No
AC7652
STANDARD BANK ASIA LIMITED
Type 4: advising on securities
27 Oct 2006 - 29 Nov 2006
No
AC7652
FUBON BANK (HONG KONG) LIMITED
Type 9: asset management
30 Mar 2006 - 20 Sep 2006
No
AC7652
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Nov 2005 - 20 Sep 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.