Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, WAI NAM
Chinese Name of Relevant Individual
梁偉南
HKMA Registration Number
AC7667
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MITSUBISHI UFJ SECURITIES (HK) CAPITAL, LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Jan 2007 - 17 Jun 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
MITSUBISHI UFJ SECURITIES (HK) CAPITAL, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2005 - 09 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MITSUBISHI UFJ SECURITIES (HK) CAPITAL, LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Nov 2005 - 07 Jan 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, WAI NAM
:
Chinese Name of Relevant Individual
梁偉南
:
HKMA Registration Number
AC7667
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7667
MITSUBISHI UFJ SECURITIES (HK) CAPITAL, LIMITED
Type 6: advising on corporate finance
08 Jan 2007 - 17 Jun 2008
Yes
AC7667
MITSUBISHI UFJ SECURITIES (HK) CAPITAL, LIMITED
Type 1: dealing in securities
19 Nov 2005 - 09 Jun 2008
No
AC7667
MITSUBISHI UFJ SECURITIES (HK) CAPITAL, LIMITED
Type 6: advising on corporate finance
19 Nov 2005 - 07 Jan 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.