Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KA YAN
Chinese Name of Relevant Individual
陳嘉茵
HKMA Registration Number
AC7678
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2012 - 24 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2012 - 24 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2008 - 14 Apr 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2005 - 05 May 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KA YAN
:
Chinese Name of Relevant Individual
陳嘉茵
:
HKMA Registration Number
AC7678
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7678
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
14 Jul 2012 - 24 Apr 2013
No
AC7678
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
14 Jul 2012 - 24 Apr 2013
No
AC7678
BNP PARIBAS
Type 1: dealing in securities
02 Aug 2008 - 14 Apr 2011
No
AC7678
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Nov 2005 - 05 May 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.