Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, YU PING
Chinese Name of Relevant Individual
陳語平
HKMA Registration Number
AC7758
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Nov 2014 - 17 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Nov 2014 - 17 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Feb 2014 - 25 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Feb 2014 - 25 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2012 - 08 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2005 - 10 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2005 - 10 Sep 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, YU PING
:
Chinese Name of Relevant Individual
陳語平
:
HKMA Registration Number
AC7758
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7758
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Nov 2014 - 17 Sep 2017
No
AC7758
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Nov 2014 - 17 Sep 2017
No
AC7758
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Feb 2014 - 25 Aug 2014
No
AC7758
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Feb 2014 - 25 Aug 2014
No
AC7758
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
09 Oct 2012 - 08 Dec 2013
No
AC7758
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Dec 2005 - 10 Sep 2012
No
AC7758
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Dec 2005 - 10 Sep 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.