Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ROY, KARINE
Chinese Name of Relevant Individual
HKMA Registration Number
AC7762
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NEWEDGE GROUP
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2009 - 05 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NEWEDGE GROUP
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
04 Jul 2009 - 05 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Dec 2005 - 03 Jan 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ROY, KARINE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC7762
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7762
NEWEDGE GROUP
Type 1: dealing in securities
04 Jul 2009 - 05 May 2010
No
AC7762
NEWEDGE GROUP
Type 2: dealing in futures contracts
04 Jul 2009 - 05 May 2010
No
AC7762
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
03 Dec 2005 - 03 Jan 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.