Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, WAN YEE
Chinese Name of Relevant Individual
伍韻儀
HKMA Registration Number
AC7763
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Feb 2020 - 12 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Feb 2020 - 12 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2016 - 03 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2016 - 03 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2013 - 19 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2013 - 19 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Dec 2007 - 07 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Dec 2007 - 07 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2007 - 25 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2007 - 25 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Dec 2005 - 10 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
03 Dec 2005 - 10 May 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, WAN YEE
:
Chinese Name of Relevant Individual
伍韻儀
:
HKMA Registration Number
AC7763
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7763
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
21 Feb 2020 - 12 Jul 2021
No
AC7763
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
21 Feb 2020 - 12 Jul 2021
No
AC7763
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Oct 2016 - 03 Jan 2018
No
AC7763
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Oct 2016 - 03 Jan 2018
No
AC7763
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Aug 2013 - 19 Aug 2016
No
AC7763
BARCLAYS BANK PLC
Type 4: advising on securities
09 Aug 2013 - 19 Aug 2016
No
AC7763
CREDIT SUISSE AG
Type 1: dealing in securities
15 Dec 2007 - 07 Aug 2013
No
AC7763
CREDIT SUISSE AG
Type 4: advising on securities
15 Dec 2007 - 07 Aug 2013
No
AC7763
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jul 2007 - 25 Nov 2007
No
AC7763
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Jul 2007 - 25 Nov 2007
No
AC7763
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
03 Dec 2005 - 10 May 2007
No
AC7763
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
03 Dec 2005 - 10 May 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.