Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JI, CHAOFENG
Chinese Name of Relevant Individual
紀朝峰
HKMA Registration Number
AC7839
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2010 - 22 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2010 - 22 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Apr 2010 - 22 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Dec 2005 - 05 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Dec 2005 - 05 Aug 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JI, CHAOFENG
:
Chinese Name of Relevant Individual
紀朝峰
:
HKMA Registration Number
AC7839
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7839
UBS AG
Type 1: dealing in securities
24 Apr 2010 - 22 May 2014
No
AC7839
UBS AG
Type 4: advising on securities
24 Apr 2010 - 22 May 2014
No
AC7839
UBS AG
Type 6: advising on corporate finance
24 Apr 2010 - 22 May 2014
No
AC7839
UBS AG
Type 4: advising on securities
15 Dec 2005 - 05 Aug 2008
No
AC7839
UBS AG
Type 6: advising on corporate finance
15 Dec 2005 - 05 Aug 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.