Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSO, WILLIAM YUEN LEUNG
Chinese Name of Relevant Individual
左元良
HKMA Registration Number
AC7856
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2017 - 28 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
01 May 2017 - 28 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2017 - 28 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
01 May 2017 - 28 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2011 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2011 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
01 Aug 2011 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2005 - 22 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
19 Dec 2005 - 22 Jul 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSO, WILLIAM YUEN LEUNG
:
Chinese Name of Relevant Individual
左元良
:
HKMA Registration Number
AC7856
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7856
LGT BANK AG
Type 1: dealing in securities
01 May 2017 - 28 Jan 2020
No
AC7856
LGT BANK AG
Type 2: dealing in futures contracts
01 May 2017 - 28 Jan 2020
No
AC7856
LGT BANK AG
Type 4: advising on securities
01 May 2017 - 28 Jan 2020
No
AC7856
LGT BANK AG
Type 5: advising on futures contracts
01 May 2017 - 28 Jan 2020
No
AC7856
ABN AMRO BANK N.V.
Type 1: dealing in securities
01 Aug 2011 - 30 Apr 2017
No
AC7856
ABN AMRO BANK N.V.
Type 4: advising on securities
01 Aug 2011 - 30 Apr 2017
No
AC7856
ABN AMRO BANK N.V.
Type 9: asset management
01 Aug 2011 - 30 Apr 2017
No
AC7856
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
19 Dec 2005 - 22 Jul 2011
No
AC7856
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
19 Dec 2005 - 22 Jul 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.