Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WOO, SIU YIN
Chinese Name of Relevant Individual
吳筱盈
HKMA Registration Number
AC7862
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2018 - 01 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2018 - 01 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2014 - 05 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2014 - 05 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2008 - 29 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Dec 2005 - 16 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Dec 2005 - 16 Sep 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WOO, SIU YIN
:
Chinese Name of Relevant Individual
吳筱盈
:
HKMA Registration Number
AC7862
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7862
CREDIT SUISSE AG
Type 1: dealing in securities
27 Sep 2018 - 01 Mar 2019
No
AC7862
CREDIT SUISSE AG
Type 4: advising on securities
27 Sep 2018 - 01 Mar 2019
No
AC7862
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jul 2014 - 05 Sep 2018
No
AC7862
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Jul 2014 - 05 Sep 2018
No
AC7862
NATIONAL AUSTRALIA BANK, LIMITED
Type 1: dealing in securities
09 Apr 2008 - 29 Oct 2012
No
AC7862
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
21 Dec 2005 - 16 Sep 2007
No
AC7862
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
21 Dec 2005 - 16 Sep 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.