Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, NGO SEE
Chinese Name of Relevant Individual
陳傲思
HKMA Registration Number
AC7867
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2018 - 24 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Feb 2018 - 24 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2009 - 20 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Feb 2009 - 20 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2007 - 21 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2007 - 21 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2006 - 06 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2006 - 06 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Dec 2005 - 12 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Dec 2005 - 12 Oct 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, NGO SEE
:
Chinese Name of Relevant Individual
陳傲思
:
HKMA Registration Number
AC7867
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7867
CHINA EVERBRIGHT BANK CO., LTD.
Type 1: dealing in securities
12 Feb 2018 - 24 Aug 2021
No
AC7867
CHINA EVERBRIGHT BANK CO., LTD.
Type 4: advising on securities
12 Feb 2018 - 24 Aug 2021
No
AC7867
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
26 Feb 2009 - 20 Feb 2017
No
AC7867
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
26 Feb 2009 - 20 Feb 2017
No
AC7867
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Sep 2007 - 21 Jan 2008
No
AC7867
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Sep 2007 - 21 Jan 2008
No
AC7867
CHONG HING BANK LIMITED
Type 1: dealing in securities
25 Oct 2006 - 06 Jul 2007
No
AC7867
CHONG HING BANK LIMITED
Type 4: advising on securities
25 Oct 2006 - 06 Jul 2007
No
AC7867
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
21 Dec 2005 - 12 Oct 2006
No
AC7867
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
21 Dec 2005 - 12 Oct 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.