Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, YAT HEI
Chinese Name of Relevant Individual
何日曦
HKMA Registration Number
AC7877
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2018 - 04 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2018 - 04 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2015 - 25 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2015 - 25 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2006 - 30 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2006 - 30 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Dec 2005 - 17 Feb 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, YAT HEI
:
Chinese Name of Relevant Individual
何日曦
:
HKMA Registration Number
AC7877
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7877
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
31 Aug 2018 - 04 Jun 2023
No
AC7877
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
31 Aug 2018 - 04 Jun 2023
No
AC7877
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jul 2015 - 25 Oct 2017
No
AC7877
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Jul 2015 - 25 Oct 2017
No
AC7877
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jun 2006 - 30 Jun 2013
No
AC7877
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Jun 2006 - 30 Jun 2013
No
AC7877
WING LUNG BANK LIMITED
Type 1: dealing in securities
23 Dec 2005 - 17 Feb 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.