Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, YING
Chinese Name of Relevant Individual
陳瑩
HKMA Registration Number
AC7935
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2023 - 04 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2023 - 04 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2015 - 31 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2015 - 31 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2014 - 12 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2014 - 12 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Sep 2014 - 12 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2013 - 11 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2013 - 11 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2011 - 31 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2011 - 31 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2010 - 25 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Nov 2010 - 25 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2010 - 28 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2010 - 28 Sep 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 20
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, YING
:
Chinese Name of Relevant Individual
陳瑩
:
HKMA Registration Number
AC7935
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7935
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
21 Jul 2023 - 04 Sep 2023
No
AC7935
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
21 Jul 2023 - 04 Sep 2023
No
AC7935
DAH SING BANK, LIMITED
Type 1: dealing in securities
14 Mar 2015 - 31 Aug 2015
No
AC7935
DAH SING BANK, LIMITED
Type 4: advising on securities
14 Mar 2015 - 31 Aug 2015
No
AC7935
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Sep 2014 - 12 Feb 2015
No
AC7935
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 Sep 2014 - 12 Feb 2015
No
AC7935
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Sep 2014 - 12 Feb 2015
No
AC7935
WING LUNG BANK LIMITED
Type 1: dealing in securities
29 Oct 2013 - 11 Jul 2014
No
AC7935
WING LUNG BANK LIMITED
Type 4: advising on securities
29 Oct 2013 - 11 Jul 2014
No
AC7935
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Sep 2011 - 31 Oct 2011
No
AC7935
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Sep 2011 - 31 Oct 2011
No
AC7935
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
12 Nov 2010 - 25 Mar 2011
No
AC7935
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
12 Nov 2010 - 25 Mar 2011
No
AC7935
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jun 2010 - 28 Sep 2010
No
AC7935
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Jun 2010 - 28 Sep 2010
No
AC7935
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
13 Oct 2007 - 17 Jun 2010
No
AC7935
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
13 Oct 2007 - 17 Jun 2010
No
AC7935
HANG SENG BANK, LIMITED
Type 1: dealing in securities
01 Jan 2006 - 12 Sep 2007
No
AC7935
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Jan 2006 - 12 Sep 2007
No
AC7935
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Jan 2006 - 12 Sep 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.