Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU, KA CHUN
Chinese Name of Relevant Individual
區嘉俊
HKMA Registration Number
AC7937
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2007 - 18 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2007 - 18 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2006 - 03 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 May 2006 - 03 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2006 - 23 Feb 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2006 - 23 Feb 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Jan 2006 - 23 Feb 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU, KA CHUN
:
Chinese Name of Relevant Individual
區嘉俊
:
HKMA Registration Number
AC7937
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7937
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
21 Jul 2007 - 18 May 2013
No
AC7937
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
21 Jul 2007 - 18 May 2013
No
AC7937
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 May 2006 - 03 May 2007
No
AC7937
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 May 2006 - 03 May 2007
No
AC7937
HANG SENG BANK, LIMITED
Type 1: dealing in securities
01 Jan 2006 - 23 Feb 2006
No
AC7937
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Jan 2006 - 23 Feb 2006
No
AC7937
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Jan 2006 - 23 Feb 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.