Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, KIN FAI
Chinese Name of Relevant Individual
何建暉
HKMA Registration Number
AC7950
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2006 - 26 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Feb 2006 - 30 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2006 - 30 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2006 - 30 Jun 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, KIN FAI
:
Chinese Name of Relevant Individual
何建暉
:
HKMA Registration Number
AC7950
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7950
DBS BANK LTD.
Type 1: dealing in securities
18 Feb 2006 - 26 Jun 2017
No
AC7950
DBS BANK LTD.
Type 4: advising on securities
18 Feb 2006 - 30 Jun 2006
No
AC7950
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2006 - 30 Jun 2006
No
AC7950
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2006 - 30 Jun 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
