Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, YEE LUN
Chinese Name of Relevant Individual
鄔依倫
HKMA Registration Number
AC7953
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Apr 2016
Is an Executive Officer? (Yes / No)
No
Capacity
PORTFOLIO MANAGER
Remarks
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Apr 2016
Is an Executive Officer? (Yes / No)
No
Capacity
PORTFOLIO MANAGER
Remarks
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 9: asset management
First date of engagement
12 Apr 2016
Is an Executive Officer? (Yes / No)
No
Capacity
PORTFOLIO MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
SFC CE number
ABZ544
Business Address
26/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 9: asset management
Effective Period
Since 12 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2014 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2014 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 9: asset management
Effective Period
29 Oct 2014 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2011 - 24 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2011 - 24 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2011 - 24 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
14 Feb 2011 - 24 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2006 - 12 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2006 - 12 Jul 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, YEE LUN
:
Chinese Name of Relevant Individual
鄔依倫
:
HKMA Registration Number
AC7953
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
12 Apr 2016
No
PORTFOLIO MANAGER
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
12 Apr 2016
No
PORTFOLIO MANAGER
UNION BANCAIRE PRIVÉE, UBP SA
Type 9: asset management
12 Apr 2016
No
PORTFOLIO MANAGER
Name of Registered Institution
SFC CE number
Business Address
UNION BANCAIRE PRIVÉE, UBP SA
ABZ544
26/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7953
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
Since 12 Apr 2016
No
AC7953
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
Since 12 Apr 2016
No
AC7953
UNION BANCAIRE PRIVÉE, UBP SA
Type 9: asset management
Since 12 Apr 2016
No
AC7953
COUTTS & CO AG
Type 1: dealing in securities
29 Oct 2014 - 08 Apr 2016
No
AC7953
COUTTS & CO AG
Type 4: advising on securities
29 Oct 2014 - 08 Apr 2016
No
AC7953
COUTTS & CO AG
Type 9: asset management
29 Oct 2014 - 08 Apr 2016
No
AC7953
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
26 Nov 2011 - 24 Oct 2014
No
AC7953
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
14 Feb 2011 - 24 Oct 2014
No
AC7953
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
14 Feb 2011 - 24 Oct 2014
No
AC7953
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
14 Feb 2011 - 24 Oct 2014
No
AC7953
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2006 - 12 Jul 2006
No
AC7953
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2006 - 12 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.