Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, LING LING
Chinese Name of Relevant Individual
鄧玲玲
HKMA Registration Number
AC7964
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2014 - 02 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jun 2014 - 02 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Dec 2007 - 27 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2007 - 27 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Jan 2007 - 27 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2006 - 02 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2006 - 02 Nov 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, LING LING
:
Chinese Name of Relevant Individual
鄧玲玲
:
HKMA Registration Number
AC7964
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7964
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jun 2014 - 02 Oct 2018
No
AC7964
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Jun 2014 - 02 Oct 2018
No
AC7964
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Dec 2007 - 27 May 2014
No
AC7964
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Jan 2007 - 27 May 2014
No
AC7964
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Jan 2007 - 27 May 2014
No
AC7964
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2006 - 02 Nov 2006
No
AC7964
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2006 - 02 Nov 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.