Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, HIU YAN
Chinese Name of Relevant Individual
譚曉昕
HKMA Registration Number
AC7965
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2014 - 09 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2014 - 09 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2010 - 31 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jun 2010 - 31 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Feb 2008 - 16 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Feb 2008 - 16 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Feb 2008 - 16 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2006 - 27 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2006 - 27 May 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, HIU YAN
:
Chinese Name of Relevant Individual
譚曉昕
:
HKMA Registration Number
AC7965
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7965
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Sep 2014 - 09 Jan 2017
No
AC7965
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Sep 2014 - 09 Jan 2017
No
AC7965
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
25 Jun 2010 - 31 Jul 2014
No
AC7965
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
25 Jun 2010 - 31 Jul 2014
No
AC7965
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Feb 2008 - 16 May 2010
No
AC7965
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Feb 2008 - 16 May 2010
No
AC7965
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Feb 2008 - 16 May 2010
No
AC7965
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2006 - 27 May 2006
No
AC7965
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2006 - 27 May 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.