Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KOO, TAK FUNG
Chinese Name of Relevant Individual
古德峰
HKMA Registration Number
AC7977
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2022 - 03 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2022 - 03 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2006 - 02 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2006 - 02 Jan 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KOO, TAK FUNG
:
Chinese Name of Relevant Individual
古德峰
:
HKMA Registration Number
AC7977
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC7977
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
05 Mar 2022 - 03 May 2023
No
AC7977
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
05 Mar 2022 - 03 May 2023
No
AC7977
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2006 - 02 Jan 2022
No
AC7977
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2006 - 02 Jan 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.