Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FU, YU
Chinese Name of Relevant Individual
符宇
HKMA Registration Number
AC8030
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2006 - 21 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2006 - 21 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Oct 2006 - 21 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
17 Oct 2006 - 21 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2006 - 03 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2006 - 03 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
05 Jan 2006 - 03 Jun 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FU, YU
:
Chinese Name of Relevant Individual
符宇
:
HKMA Registration Number
AC8030
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8030
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
17 Oct 2006 - 21 May 2007
No
AC8030
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
17 Oct 2006 - 21 May 2007
No
AC8030
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
17 Oct 2006 - 21 May 2007
No
AC8030
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
17 Oct 2006 - 21 May 2007
No
AC8030
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Jan 2006 - 03 Jun 2006
No
AC8030
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Jan 2006 - 03 Jun 2006
No
AC8030
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
05 Jan 2006 - 03 Jun 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.