Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
WONG, SZE MAN, SAMMI
Chinese Name of Relevant Individual

HKMA Registration Number
AC8033
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Jan 2006
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR VICE PRESIDENT, CAPITAL MARKET
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Jan 2006
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR VICE PRESIDENT, CAPITAL MARKET
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
WONG, SZE MAN, SAMMI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC8033
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CTBC BANK CO., LTD.
Type 1: dealing in securities
05 Jan 2006
No
SENIOR VICE PRESIDENT, CAPITAL MARKET
CTBC BANK CO., LTD.
Type 4: advising on securities
05 Jan 2006
No
SENIOR VICE PRESIDENT, CAPITAL MARKET