Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, YUE KWONG
Chinese Name of Relevant Individual
吳裕光
HKMA Registration Number
AC8034
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2018 - 14 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2018 - 14 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2007 - 24 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2007 - 24 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2006 - 15 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2006 - 15 Jul 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, YUE KWONG
:
Chinese Name of Relevant Individual
吳裕光
:
HKMA Registration Number
AC8034
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8034
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
29 Jun 2018 - 14 Jun 2020
No
AC8034
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
29 Jun 2018 - 14 Jun 2020
No
AC8034
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
12 Oct 2007 - 24 Apr 2018
No
AC8034
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
12 Oct 2007 - 24 Apr 2018
No
AC8034
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
05 Jan 2006 - 15 Jul 2007
No
AC8034
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
05 Jan 2006 - 15 Jul 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.