Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, KA KUI
Chinese Name of Relevant Individual
吳家駒
HKMA Registration Number
AC8049
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETING SUPPORT OFFICER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETING SUPPORT OFFICER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2025 - 10 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2025 - 10 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2013 - 21 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Aug 2013 - 21 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2012 - 02 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2012 - 02 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Feb 2012 - 25 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2011 - 23 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2011 - 23 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Jul 2011 - 23 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2007 - 28 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2007 - 28 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2006 - 17 May 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, KA KUI
:
Chinese Name of Relevant Individual
吳家駒
:
HKMA Registration Number
AC8049
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
15 Apr 2026
No
MARKETING SUPPORT OFFICER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
15 Apr 2026
No
MARKETING SUPPORT OFFICER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8049
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 15 Apr 2026
No
AC8049
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 15 Apr 2026
No
AC8049
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jun 2025 - 10 Oct 2025
No
AC8049
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jun 2025 - 10 Oct 2025
No
AC8049
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
07 Aug 2013 - 21 Jun 2014
No
AC8049
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
07 Aug 2013 - 21 Jun 2014
No
AC8049
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
23 Oct 2012 - 02 May 2013
No
AC8049
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
23 Oct 2012 - 02 May 2013
No
AC8049
WING HANG BANK, LIMITED
Type 1: dealing in securities
11 Feb 2012 - 25 Jul 2012
No
AC8049
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 Jul 2011 - 23 Dec 2011
No
AC8049
HANG SENG BANK, LIMITED
Type 4: advising on securities
06 Jul 2011 - 23 Dec 2011
No
AC8049
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
06 Jul 2011 - 23 Dec 2011
No
AC8049
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
21 Jun 2007 - 28 Dec 2010
No
AC8049
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
21 Jun 2007 - 28 Dec 2010
No
AC8049
DAH SING BANK, LIMITED
Type 1: dealing in securities
06 Jan 2006 - 17 May 2007
No
AC8049
DAH SING BANK, LIMITED
Type 4: advising on securities
06 Jan 2006 - 17 May 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.