Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HSIUNG, HSIAO WEN
Chinese Name of Relevant Individual
熊曉雯
HKMA Registration Number
AC8050
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2007 - 28 Feb 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 9: asset management
Effective Period
01 Feb 2007 - 28 Feb 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CALYON
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2006 - 31 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CALYON
Regulated Activity
Type 9: asset management
Effective Period
06 Jan 2006 - 31 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CALYON
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2006 - 12 Jan 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HSIUNG, HSIAO WEN
:
Chinese Name of Relevant Individual
熊曉雯
:
HKMA Registration Number
AC8050
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8050
CREDIT AGRICOLE (SUISSE) SA
Type 1: dealing in securities
01 Feb 2007 - 28 Feb 2010
No
AC8050
CREDIT AGRICOLE (SUISSE) SA
Type 9: asset management
01 Feb 2007 - 28 Feb 2010
No
AC8050
CALYON
Type 1: dealing in securities
06 Jan 2006 - 31 Jan 2007
No
AC8050
CALYON
Type 9: asset management
06 Jan 2006 - 31 Jan 2007
No
AC8050
CALYON
Type 4: advising on securities
06 Jan 2006 - 12 Jan 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.