Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LOU, FANG LEI
Chinese Name of Relevant Individual
樓方磊
HKMA Registration Number
AC8061
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CIO OFFICE
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
22 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CIO OFFICE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CTBC BANK CO., LTD.
SFC CE number
ABM849
Business Address
ROOM 2106-10, 21/F AND ROOM 2801, 28/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2020 - 16 Feb 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2020 - 16 Feb 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2020 - 30 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2020 - 30 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2006 - 04 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2006 - 04 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
Effective Period
07 Jan 2006 - 07 Dec 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LOU, FANG LEI
:
Chinese Name of Relevant Individual
樓方磊
:
HKMA Registration Number
AC8061
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CTBC BANK CO., LTD.
Type 1: dealing in securities
22 May 2026
No
CIO OFFICE
CTBC BANK CO., LTD.
Type 4: advising on securities
22 May 2026
No
CIO OFFICE
Name of Registered Institution
SFC CE number
Business Address
CTBC BANK CO., LTD.
ABM849
ROOM 2106-10, 21/F AND ROOM 2801, 28/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8061
CTBC BANK CO., LTD.
Type 1: dealing in securities
Since 22 May 2026
No
AC8061
CTBC BANK CO., LTD.
Type 4: advising on securities
Since 22 May 2026
No
AC8061
CTBC BANK CO., LTD.
Type 1: dealing in securities
31 Aug 2020 - 16 Feb 2026
Yes
AC8061
CTBC BANK CO., LTD.
Type 4: advising on securities
31 Aug 2020 - 16 Feb 2026
Yes
AC8061
CTBC BANK CO., LTD.
Type 1: dealing in securities
24 Jan 2020 - 30 Aug 2020
No
AC8061
CTBC BANK CO., LTD.
Type 4: advising on securities
24 Jan 2020 - 30 Aug 2020
No
AC8061
UBS AG
Type 1: dealing in securities
07 Jan 2006 - 04 May 2018
No
AC8061
UBS AG
Type 4: advising on securities
07 Jan 2006 - 04 May 2018
No
AC8061
UBS AG
Type 9: asset management
07 Jan 2006 - 07 Dec 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.