Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, YAT WAI
Chinese Name of Relevant Individual
陳一衛
HKMA Registration Number
AC8062
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2010 - 31 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2010 - 31 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2008 - 17 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2008 - 17 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2007 - 18 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
14 Aug 2007 - 18 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2006 - 05 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2006 - 05 Aug 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, YAT WAI
:
Chinese Name of Relevant Individual
陳一衛
:
HKMA Registration Number
AC8062
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8062
FORTIS BANK
Type 1: dealing in securities
22 Sep 2010 - 31 Jan 2011
No
AC8062
FORTIS BANK
Type 4: advising on securities
22 Sep 2010 - 31 Jan 2011
No
AC8062
FORTIS BANK
Type 1: dealing in securities
02 Jun 2008 - 17 Sep 2010
No
AC8062
FORTIS BANK
Type 4: advising on securities
02 Jun 2008 - 17 Sep 2010
No
AC8062
FORTIS BANK
Type 1: dealing in securities
14 Aug 2007 - 18 Feb 2008
No
AC8062
FORTIS BANK
Type 4: advising on securities
14 Aug 2007 - 18 Feb 2008
No
AC8062
TORONTO-DOMINION BANK
Type 1: dealing in securities
07 Jan 2006 - 05 Aug 2007
No
AC8062
TORONTO-DOMINION BANK
Type 4: advising on securities
07 Jan 2006 - 05 Aug 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.