Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, SUET FAI
Chinese Name of Relevant Individual
賴雪暉
HKMA Registration Number
AC8068
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
30 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
30 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
LGT BANK AG
SFC CE number
AWF529
Business Address
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 30 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 30 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 30 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 30 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2019 - 30 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2019 - 30 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2008 - 20 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2008 - 20 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2007 - 20 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 9: asset management
Effective Period
01 Feb 2007 - 20 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CALYON
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2006 - 31 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CALYON
Regulated Activity
Type 9: asset management
Effective Period
07 Jan 2006 - 31 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CALYON
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2006 - 12 Jan 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, SUET FAI
:
Chinese Name of Relevant Individual
賴雪暉
:
HKMA Registration Number
AC8068
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
30 Sep 2022
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 2: dealing in futures contracts
30 Sep 2022
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 4: advising on securities
30 Sep 2022
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 5: advising on futures contracts
30 Sep 2022
No
STAFF OF WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
LGT BANK AG
AWF529
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8068
LGT BANK AG
Type 1: dealing in securities
Since 30 Sep 2022
No
AC8068
LGT BANK AG
Type 2: dealing in futures contracts
Since 30 Sep 2022
No
AC8068
LGT BANK AG
Type 4: advising on securities
Since 30 Sep 2022
No
AC8068
LGT BANK AG
Type 5: advising on futures contracts
Since 30 Sep 2022
No
AC8068
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
16 Mar 2019 - 30 Jun 2022
No
AC8068
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
16 Mar 2019 - 30 Jun 2022
No
AC8068
CREDIT SUISSE AG
Type 1: dealing in securities
10 Jul 2008 - 20 Feb 2019
No
AC8068
CREDIT SUISSE AG
Type 4: advising on securities
10 Jul 2008 - 20 Feb 2019
No
AC8068
CREDIT AGRICOLE (SUISSE) SA
Type 1: dealing in securities
01 Feb 2007 - 20 Jun 2008
No
AC8068
CREDIT AGRICOLE (SUISSE) SA
Type 9: asset management
01 Feb 2007 - 20 Jun 2008
No
AC8068
CALYON
Type 1: dealing in securities
07 Jan 2006 - 31 Jan 2007
No
AC8068
CALYON
Type 9: asset management
07 Jan 2006 - 31 Jan 2007
No
AC8068
CALYON
Type 4: advising on securities
07 Jan 2006 - 12 Jan 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
