Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HU, SURONG
Chinese Name of Relevant Individual
胡蘇榮
HKMA Registration Number
AC8069
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2009 - 11 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Aug 2009 - 11 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2007 - 11 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2007 - 11 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2006 - 07 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2006 - 07 May 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HU, SURONG
:
Chinese Name of Relevant Individual
胡蘇榮
:
HKMA Registration Number
AC8069
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8069
DBS BANK LTD.
Type 1: dealing in securities
26 Aug 2009 - 11 Jul 2013
No
AC8069
DBS BANK LTD.
Type 4: advising on securities
26 Aug 2009 - 11 Jul 2013
No
AC8069
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 May 2007 - 11 Jul 2013
No
AC8069
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 May 2007 - 11 Jul 2013
No
AC8069
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
07 Jan 2006 - 07 May 2007
No
AC8069
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
07 Jan 2006 - 07 May 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.