Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOY, KAR MUN
Chinese Name of Relevant Individual
蔡嘉敏
HKMA Registration Number
AC8073
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Dec 2009 - 10 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Dec 2009 - 10 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2006 - 23 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2006 - 23 Apr 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOY, KAR MUN
:
Chinese Name of Relevant Individual
蔡嘉敏
:
HKMA Registration Number
AC8073
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8073
COUTTS & CO AG
Type 1: dealing in securities
23 Dec 2009 - 10 Jan 2013
No
AC8073
COUTTS & CO AG
Type 4: advising on securities
23 Dec 2009 - 10 Jan 2013
No
AC8073
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
09 Jan 2006 - 23 Apr 2009
No
AC8073
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
09 Jan 2006 - 23 Apr 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.