Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEI, MING
Chinese Name of Relevant Individual
雷鳴
HKMA Registration Number
AC8130
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2010 - 08 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Mar 2010 - 08 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2009 - 15 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2009 - 15 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2008 - 22 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Jun 2008 - 22 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2006 - 22 Oct 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEI, MING
:
Chinese Name of Relevant Individual
雷鳴
:
HKMA Registration Number
AC8130
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8130
BARCLAYS BANK PLC
Type 1: dealing in securities
03 Mar 2010 - 08 Nov 2022
No
AC8130
BARCLAYS BANK PLC
Type 6: advising on corporate finance
03 Mar 2010 - 08 Nov 2022
No
AC8130
UBS AG
Type 4: advising on securities
25 Feb 2009 - 15 Jun 2009
No
AC8130
UBS AG
Type 1: dealing in securities
07 Feb 2009 - 15 Jun 2009
No
AC8130
UBS AG
Type 1: dealing in securities
04 Jun 2008 - 22 Oct 2008
No
AC8130
UBS AG
Type 6: advising on corporate finance
04 Jun 2008 - 22 Oct 2008
No
AC8130
UBS AG
Type 4: advising on securities
11 Jan 2006 - 22 Oct 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.