Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, CHUN YIN
Chinese Name of Relevant Individual
鄭俊彥
HKMA Registration Number
AC8155
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Jul 2019
Is an Executive Officer? (Yes / No)
No
Capacity
GLOBAL MARKETS OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Jul 2019
Is an Executive Officer? (Yes / No)
No
Capacity
GLOBAL MARKETS OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 May 2018
Is an Executive Officer? (Yes / No)
No
Capacity
GLOBAL MARKETS OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
19 May 2018
Is an Executive Officer? (Yes / No)
No
Capacity
GLOBAL MARKETS OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
First date of engagement
19 May 2018
Is an Executive Officer? (Yes / No)
No
Capacity
GLOBAL MARKETS OFFICER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
SFC CE number
BJN782
Business Address
UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG
Name of Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
SFC CE number
AAK782
Business Address
UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 11 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 19 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
Since 19 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2017 - 25 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2008 - 28 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2008 - 28 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2008 - 28 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Apr 2008 - 28 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2006 - 11 Nov 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, CHUN YIN
:
Chinese Name of Relevant Individual
鄭俊彥
:
HKMA Registration Number
AC8155
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jul 2019
No
GLOBAL MARKETS OFFICER
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
11 Jul 2019
No
GLOBAL MARKETS OFFICER
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
19 May 2018
No
GLOBAL MARKETS OFFICER
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
19 May 2018
No
GLOBAL MARKETS OFFICER
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
19 May 2018
No
GLOBAL MARKETS OFFICER
Name of Registered Institution
SFC CE number
Business Address
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
BJN782
UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG
BANK OF COMMUNICATIONS CO., LTD.
AAK782
UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8155
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
Since 11 Jul 2019
No
AC8155
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
Since 11 Jul 2019
No
AC8155
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
Since 19 May 2018
No
AC8155
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
Since 19 May 2018
No
AC8155
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
Since 19 May 2018
No
AC8155
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
11 Oct 2017 - 25 Apr 2018
No
AC8155
CTBC BANK CO., LTD.
Type 1: dealing in securities
20 Sep 2008 - 28 Sep 2017
No
AC8155
CTBC BANK CO., LTD.
Type 4: advising on securities
20 Sep 2008 - 28 Sep 2017
No
AC8155
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Apr 2008 - 28 Aug 2008
No
AC8155
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Apr 2008 - 28 Aug 2008
No
AC8155
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
12 Jan 2006 - 11 Nov 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.