Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, KA YEE
Chinese Name of Relevant Individual
胡嘉儀
HKMA Registration Number
AC8159
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2008 - 26 May 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2006 - 21 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2006 - 21 May 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, KA YEE
:
Chinese Name of Relevant Individual
胡嘉儀
:
HKMA Registration Number
AC8159
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8159
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
18 Jul 2008 - 26 May 2009
No
AC8159
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
13 Jan 2006 - 21 May 2008
No
AC8159
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
13 Jan 2006 - 21 May 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.