Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KA YEE
Chinese Name of Relevant Individual
黃嘉儀
HKMA Registration Number
AC8164
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2011 - 28 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Sep 2011 - 28 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2011 - 24 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2011 - 24 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2009 - 15 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 May 2009 - 15 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2006 - 31 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2006 - 31 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Jan 2006 - 31 Jul 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KA YEE
:
Chinese Name of Relevant Individual
黃嘉儀
:
HKMA Registration Number
AC8164
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8164
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Sep 2011 - 28 Dec 2021
No
AC8164
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 Sep 2011 - 28 Dec 2021
No
AC8164
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
05 Mar 2011 - 24 Mar 2011
No
AC8164
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
05 Mar 2011 - 24 Mar 2011
No
AC8164
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 May 2009 - 15 Aug 2009
No
AC8164
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
11 May 2009 - 15 Aug 2009
No
AC8164
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Jan 2006 - 31 Jul 2007
No
AC8164
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Jan 2006 - 31 Jul 2007
No
AC8164
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Jan 2006 - 31 Jul 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.