Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, YIN WAI
Chinese Name of Relevant Individual
李賢慧
HKMA Registration Number
AC8167
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2017 - 06 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Feb 2017 - 06 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2010 - 16 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2010 - 16 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2006 - 01 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2006 - 01 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Jan 2006 - 01 May 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, YIN WAI
:
Chinese Name of Relevant Individual
李賢慧
:
HKMA Registration Number
AC8167
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8167
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Feb 2017 - 06 Jul 2020
No
AC8167
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Feb 2017 - 06 Jul 2020
No
AC8167
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jun 2010 - 16 Jan 2017
No
AC8167
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 Jun 2010 - 16 Jan 2017
No
AC8167
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Jan 2006 - 01 May 2010
No
AC8167
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Jan 2006 - 01 May 2010
No
AC8167
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Jan 2006 - 01 May 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.