Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, WING SAU
Chinese Name of Relevant Individual
周穎秀
HKMA Registration Number
AC8169
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2007 - 26 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2007 - 26 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2007 - 24 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2006 - 24 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Jan 2006 - 24 Jun 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, WING SAU
:
Chinese Name of Relevant Individual
周穎秀
:
HKMA Registration Number
AC8169
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8169
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
01 Aug 2007 - 26 Oct 2007
No
AC8169
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 Aug 2007 - 26 Oct 2007
No
AC8169
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Feb 2007 - 24 Jun 2007
No
AC8169
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Jan 2006 - 24 Jun 2007
No
AC8169
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Jan 2006 - 24 Jun 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.