Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, VIVIAN
Chinese Name of Relevant Individual
HKMA Registration Number
AC8170
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2006 - 16 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2006 - 16 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2006 - 04 Jul 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, VIVIAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC8170
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8170
COMMERZBANK AG
Type 1: dealing in securities
14 Oct 2006 - 16 Oct 2011
No
AC8170
COMMERZBANK AG
Type 4: advising on securities
14 Oct 2006 - 16 Oct 2011
No
AC8170
SOCIETE GENERALE ASIA LIMITED
Type 1: dealing in securities
14 Jan 2006 - 04 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.