Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIN, LUNG RAYMOND
Chinese Name of Relevant Individual
殷龍
HKMA Registration Number
AC8177
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2011 - 30 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2006 - 14 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2006 - 14 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
16 Jan 2006 - 14 Nov 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIN, LUNG RAYMOND
:
Chinese Name of Relevant Individual
殷龍
:
HKMA Registration Number
AC8177
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8177
CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Feb 2011 - 30 Sep 2011
No
AC8177
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 Jan 2006 - 14 Nov 2006
No
AC8177
HANG SENG BANK, LIMITED
Type 4: advising on securities
16 Jan 2006 - 14 Nov 2006
No
AC8177
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
16 Jan 2006 - 14 Nov 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.