Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HON, TSUI SZE
Chinese Name of Relevant Individual
韓翠詩
HKMA Registration Number
AC8232
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Aug 2007 - 21 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2007 - 21 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Aug 2007 - 02 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
17 Aug 2007 - 02 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2006 - 22 Jul 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HON, TSUI SZE
:
Chinese Name of Relevant Individual
韓翠詩
:
HKMA Registration Number
AC8232
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8232
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
17 Aug 2007 - 21 Jun 2015
No
AC8232
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
17 Aug 2007 - 21 Jun 2015
No
AC8232
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
17 Aug 2007 - 02 Dec 2014
No
AC8232
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
17 Aug 2007 - 02 Dec 2014
No
AC8232
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jan 2006 - 22 Jul 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.