Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIANG, YEE WEN
Chinese Name of Relevant Individual
蔣伊雯
HKMA Registration Number
AC8235
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2023 - 27 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
29 Sep 2023 - 27 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
28 Apr 2023 - 19 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2020 - 19 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Dec 2010 - 29 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Dec 2010 - 29 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2006 - 06 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2006 - 06 Dec 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIANG, YEE WEN
:
Chinese Name of Relevant Individual
蔣伊雯
:
HKMA Registration Number
AC8235
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8235
BNP PARIBAS
Type 1: dealing in securities
29 Sep 2023 - 27 Apr 2026
No
AC8235
BNP PARIBAS
Type 4: advising on securities
29 Sep 2023 - 27 Apr 2026
No
AC8235
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
28 Apr 2023 - 19 Sep 2023
No
AC8235
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
25 Jul 2020 - 19 Sep 2023
No
AC8235
CREDIT SUISSE AG
Type 1: dealing in securities
25 Dec 2010 - 29 May 2020
No
AC8235
CREDIT SUISSE AG
Type 4: advising on securities
25 Dec 2010 - 29 May 2020
No
AC8235
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
19 Jan 2006 - 06 Dec 2010
No
AC8235
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
19 Jan 2006 - 06 Dec 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.