Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DAVIES, KIERAN DOUGLAS
Chinese Name of Relevant Individual
HKMA Registration Number
AC8238
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
14 May 2009 - 17 May 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2008 - 17 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2008 - 26 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2007 - 31 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2006 - 20 Jan 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DAVIES, KIERAN DOUGLAS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC8238
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8238
ABN AMRO BANK N.V.
Type 4: advising on securities
14 May 2009 - 17 May 2009
No
AC8238
ABN AMRO BANK N.V.
Type 4: advising on securities
16 Jul 2008 - 17 Jul 2008
No
AC8238
ABN AMRO BANK N.V.
Type 4: advising on securities
25 Feb 2008 - 26 Feb 2008
No
AC8238
ABN AMRO BANK N.V.
Type 4: advising on securities
29 Jan 2007 - 31 Jan 2007
No
AC8238
ABN AMRO BANK N.V.
Type 4: advising on securities
19 Jan 2006 - 20 Jan 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
