Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
YIP, CHUNG HANG THOMAS
Chinese Name of Relevant Individual

葉頌衡
HKMA Registration Number
AC8251
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Jul 2007
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
30 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Jul 2007
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Jun 2009
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
30 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Jun 2009
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YIP, CHUNG HANG THOMAS
:
Chinese Name of Relevant Individual
葉頌衡
:
HKMA Registration Number
AC8251
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Jul 2007
No
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
DBS BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
30 May 2025
No
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Jul 2007
No
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 1: dealing in securities
16 Jun 2009
No
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 2: dealing in futures contracts
30 May 2025
No
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 4: advising on securities
16 Jun 2009
No
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS