Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, SAU KWONG
Chinese Name of Relevant Individual
黃首光
HKMA Registration Number
AC8269
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2007 - 06 Jul 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2007 - 06 Jul 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Aug 2007 - 06 Jul 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2006 - 05 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2006 - 05 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Jan 2006 - 05 Aug 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, SAU KWONG
:
Chinese Name of Relevant Individual
黃首光
:
HKMA Registration Number
AC8269
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8269
MUFG BANK, LTD.
Type 1: dealing in securities
06 Aug 2007 - 06 Jul 2020
Yes
AC8269
MUFG BANK, LTD.
Type 4: advising on securities
06 Aug 2007 - 06 Jul 2020
Yes
AC8269
MUFG BANK, LTD.
Type 6: advising on corporate finance
06 Aug 2007 - 06 Jul 2020
Yes
AC8269
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Type 1: dealing in securities
21 Jan 2006 - 05 Aug 2007
No
AC8269
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Type 4: advising on securities
21 Jan 2006 - 05 Aug 2007
No
AC8269
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Type 6: advising on corporate finance
21 Jan 2006 - 05 Aug 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.