Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, KIN HEI
Chinese Name of Relevant Individual
胡建熙
HKMA Registration Number
AC8271
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, PRODUCT MANAGEMENT - EQUITIES & DEALING UNIT, CONSUMER BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, PRODUCT MANAGEMENT - EQUITIES & DEALING UNIT, CONSUMER BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2013 - 05 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2013 - 05 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2012 - 31 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2012 - 31 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Dec 2010 - 19 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Dec 2010 - 19 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2006 - 28 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2006 - 28 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Jan 2006 - 28 May 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, KIN HEI
:
Chinese Name of Relevant Individual
胡建熙
:
HKMA Registration Number
AC8271
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jan 2023
No
SPECIALIST, PRODUCT MANAGEMENT - EQUITIES & DEALING UNIT, CONSUMER BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jan 2023
No
SPECIALIST, PRODUCT MANAGEMENT - EQUITIES & DEALING UNIT, CONSUMER BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8271
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 06 Jan 2023
No
AC8271
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 06 Jan 2023
No
AC8271
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
09 Mar 2013 - 05 May 2015
No
AC8271
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
09 Mar 2013 - 05 May 2015
No
AC8271
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Feb 2012 - 31 Jan 2013
No
AC8271
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Feb 2012 - 31 Jan 2013
No
AC8271
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Dec 2010 - 19 Feb 2012
No
AC8271
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Dec 2010 - 19 Feb 2012
No
AC8271
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Jan 2006 - 28 May 2008
No
AC8271
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Jan 2006 - 28 May 2008
No
AC8271
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Jan 2006 - 28 May 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.