Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SARKIS, DAVID
Chinese Name of Relevant Individual
HKMA Registration Number
AC8274
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2014 - 26 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2014 - 26 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2006 - 30 Nov 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SARKIS, DAVID
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC8274
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8274
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Mar 2014 - 26 Jun 2015
No
AC8274
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Mar 2014 - 26 Jun 2015
No
AC8274
ABN AMRO BANK N.V.
Type 1: dealing in securities
23 Jan 2006 - 30 Nov 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.